| Associate | via Company |
|---|
| ADAMS WILLIAM IV | NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND |
| AMBOIAN JOHN P | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND 2 |
| ANTONATOS JULIA L | NUVEEN EQUITY PREMIUM ADVANTAGE FUND, NUVEEN EQUITY PREMIUM & GROWTH FUND, NUVEEN GLOBAL INCOME OPPORTUNITIES FUND, NUVEEN GLOBAL VALUE OPPORTUNITIES FUND plus 6 similar. |
| ANTOSIEWICZ CEDRIC H | NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND |
| ATKINSON MICHAEL T | NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND, NUVEEN FLOATING RATE INCOME FUND, NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND plus 12 similar. |
| BEDELL KEVIN | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| BENNETT WILLIAM E | NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND, NUVEEN FLOATING RATE INCOME FUND, NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| BOOTHE JAMES | NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND |
| BOSSE JON D | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND |
| BRAVERMAN PAUL | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| BREMNER ROBERT P | NUVEEN EQUITY PREMIUM ADVANTAGE FUND, NUVEEN EQUITY PREMIUM & GROWTH FUND, NUVEEN GLOBAL INCOME OPPORTUNITIES FUND, NUVEEN GLOBAL VALUE OPPORTUNITIES FUND plus 12 similar. |
| BRENNAN PAUL L | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND |
| BROWN LAWRENCE H | NUVEEN EQUITY PREMIUM ADVANTAGE FUND, NUVEEN EQUITY PREMIUM & GROWTH FUND, NUVEEN GLOBAL INCOME OPPORTUNITIES FUND, NUVEEN GLOBAL VALUE OPPORTUNITIES FUND plus 11 similar. |
| CARNE MICHAEL | NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND |
| DESANTO SUSAN M | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND, NUVEEN FLOATING RATE INCOME FUND |
| DROEGER JESSICA R | NUVEEN DIVERSIFIED CURRENCY OPPORTUNITIES FUND, NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND plus 9 similar. |
| EMONS BEN | NUVEEN DIVERSIFIED CURRENCY OPPORTUNITIES FUND |
| EVANS JACK | NUVEEN DIVERSIFIED CURRENCY OPPORTUNITIES FUND, NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND 2, NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND plus 12 similar. |
| EVANS ROBERT L | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| FERJUSON LORNA C | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND 2, NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND plus 12 similar. |
| FERNHOLZ E ROBERT | NUVEEN CORE EQUITY ALPHA FUND |
| FITZGERALD WILLIAM M | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND, NUVEEN FLOATING RATE INCOME FUND plus 8 similar. |
| FOY STEPHEN D | NUVEEN FLOATING RATE INCOME FUND, NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND, NUVEEN EQUITY PREMIUM INCOME FUND, NUVEEN EQUITY PREMIUM OPPORTUNITY FUND plus 12 similar. |
| FUTRELL J THOMAS | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND |
| GABRIEL LAURIE A | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| GAMBLA JOHN W | NUVEEN CORE EQUITY ALPHA FUND, NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND |
| GOTTSCHOW ROB A | NUVEEN CORE EQUITY ALPHA FUND, NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND |
| GRASSI JAMES D | NUVEEN EQUITY PREMIUM INCOME FUND, NUVEEN EQUITY PREMIUM OPPORTUNITY FUND, NUVEEN TAX-ADVANTAGED FLOATING RATE FUND, NUVEEN EQUITY PREMIUM ADVANTAGE FUND plus 3 similar. |
| GRIMBERG SCOTT | NUVEEN GLOBAL INCOME OPPORTUNITIES FUND |
| HAMEL PAUL J | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| HUNTER WILLIAM CURT | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND 2, NUVEEN FLOATING RATE INCOME FUND, NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND, NUVEEN EQUITY PREMIUM INCOME FUND plus 9 similar. |
| HURLEY DAVID E | NUVEEN CORE EQUITY ALPHA FUND |
| IBEN DAVID B | NUVEEN GLOBAL VALUE OPPORTUNITIES FUND, NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND |
| IMPELLIZZERI ANNE E | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND, NUVEEN FLOATING RATE INCOME FUND |
| JACOBY L PHILLIP | NUVEEN TAX-ADVANTAGED FLOATING RATE FUND |
| KAPLAN PAUL D | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| KELLY WALTER M | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND 2, NUVEEN CORE EQUITY ALPHA FUND, NUVEEN DIVERSIFIED CURRENCY OPPORTUNITIES FUND, NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND |
| KISSICK WILLIAM L | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND, NUVEEN FLOATING RATE INCOME FUND |
| KRUPA STEVEN | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND |
| KUNDERT DAVID J | NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND 2, NUVEEN TAX-ADVANTAGED FLOATING RATE FUND, NUVEEN EQUITY PREMIUM ADVANTAGE FUND plus 5 similar. |
| LAGNADO RONALD R | NUVEEN GLOBAL INCOME OPPORTUNITIES FUND |
| LAMB DAVID J | NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND, NUVEEN FLOATING RATE INCOME FUND, NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND plus 12 similar. |
| LAZAR TINA M | NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND, NUVEEN FLOATING RATE INCOME FUND, NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND plus 12 similar. |
| LEAFSTRAND THOMAS E | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND, NUVEEN FLOATING RATE INCOME FUND |
| LIEB MARK | NUVEEN TAX-ADVANTAGED FLOATING RATE FUND |
| LODGE GEORGE C JR | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| MAGUIRE CARY M | NUVEEN CORE EQUITY ALPHA FUND |
| MANO ANTHONY R JR | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| MARTIN LARRY W | NUVEEN GLOBAL INCOME OPPORTUNITIES FUND, NUVEEN GLOBAL VALUE OPPORTUNITIES FUND, NUVEEN CORE EQUITY ALPHA FUND, NUVEEN DIVERSIFIED CURRENCY OPPORTUNITIES FUND plus 12 similar. |
| MASON LENNY | NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, NUVEEN FLOATING RATE INCOME FUND, NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND, NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| MCCARTHY KEVIN J | NUVEEN CORE EQUITY ALPHA FUND, NUVEEN DIVERSIFIED CURRENCY OPPORTUNITIES FUND, NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND 2 |
| MCFARLAND DUNCAN M | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| MILLER JOHN V | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND 2 |
| NEILD EDWARD F IV | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND, NUVEEN FLOATING RATE INCOME FUND plus 3 similar. |
| OSHAUGHNESSY THOMAS J | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND |
| PANNELL SAUL J | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| ROGERS J PATRICK | NUVEEN EQUITY PREMIUM INCOME FUND, NUVEEN EQUITY PREMIUM OPPORTUNITY FUND, NUVEEN EQUITY PREMIUM ADVANTAGE FUND, NUVEEN EQUITY PREMIUM & GROWTH FUND |
| ROMANS SCOTT R | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND |
| RUNNELS JOSEPH | NUVEEN CORE EQUITY ALPHA FUND |
| RYAN JOHN R | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| SAWERS PETER R | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND, NUVEEN FLOATING RATE INCOME FUND |
| SCHNEIDER WILLIAM J | NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND, NUVEEN FLOATING RATE INCOME FUND, NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND plus 12 similar. |
| SCHWERTFEGER TIMOTHY R | NUVEEN GLOBAL INCOME OPPORTUNITIES FUND, NUVEEN GLOBAL VALUE OPPORTUNITIES FUND, NUVEEN CORE EQUITY ALPHA FUND, NUVEEN DIVERSIFIED CURRENCY OPPORTUNITIES FUND plus 12 similar. |
| SIMOZAR SAIED | NUVEEN GLOBAL INCOME OPPORTUNITIES FUND, NUVEEN DIVERSIFIED CURRENCY OPPORTUNITIES FUND |
| SPALDIGG THOMAS C JR | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND |
| STATZ KENNETH | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| STEIN GUNTHER | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, NUVEEN FLOATING RATE INCOME FUND, NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND |
| STENWALL ANDREW J | NUVEEN GLOBAL INCOME OPPORTUNITIES FUND, NUVEEN DIVERSIFIED CURRENCY OPPORTUNITIES FUND |
| STOCKDALE JUDITH M | NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND, NUVEEN FLOATING RATE INCOME FUND, NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND plus 12 similar. |
| STONE CAROLE E | NUVEEN CORE EQUITY ALPHA FUND, NUVEEN DIVERSIFIED CURRENCY OPPORTUNITIES FUND, NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND 2 |
| SUNSHINE EUGENE S | NUVEEN EQUITY PREMIUM & GROWTH FUND, NUVEEN GLOBAL INCOME OPPORTUNITIES FUND, NUVEEN GLOBAL VALUE OPPORTUNITIES FUND, NUVEEN CORE EQUITY ALPHA FUND plus 4 similar. |
| SUSSMAN BERNARD | NUVEEN TAX-ADVANTAGED FLOATING RATE FUND |
| TOFT KENNETH H | NUVEEN EQUITY PREMIUM OPPORTUNITY FUND, NUVEEN EQUITY PREMIUM ADVANTAGE FUND |
| TRAQUINA PERRY M | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| VALONE JAMES W | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| VIELHABER STEVEN L | NUVEEN GLOBAL INCOME OPPORTUNITIES FUND |
| VILLARI CLARE | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| WELLINGTON SHELIA W | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND, NUVEEN FLOATING RATE INCOME FUND |
| WILHELM JOHNATHAN N | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND 2 |
| ZIMMERMAN GIFFORD R | NUVEEN TAX-ADVANTAGED FLOATING RATE FUND, NUVEEN EQUITY PREMIUM ADVANTAGE FUND, NUVEEN EQUITY PREMIUM & GROWTH FUND, NUVEEN GLOBAL INCOME OPPORTUNITIES FUND plus 12 similar. |