| Associate | via Company |
|---|
| ABOURJEILI WASSIM B. | NUVEEN DIVERSIFIED CURRENCY OPPORTUNITIES FUND |
| ADAMS NICHOLAS C | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| ADAMS WILLIAM IV | NASDAQ PREMIUM INCOME & GROWTH FUND INC., NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND, NUVEEN CORE EQUITY ALPHA FUND, NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND plus 19 similar. |
| AMBOIAN JOHN P | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND 2, NUVEEN MUNICIPAL VALUE FUND 2, NUVEEN ENHANCED MUNICIPAL VALUE FUND, NUVEEN MORTGAGE OPPORTUNITY TERM FUND plus 18 similar. |
| ANSON MARK | NUVEEN MUNICIPAL VALUE FUND 2, NUVEEN ENHANCED MUNICIPAL VALUE FUND, NUVEEN MORTGAGE OPPORTUNITY TERM FUND |
| ANTONATOS JULIA L | NUVEEN MUNICIPAL MARKET OPPORTUNITY FUND INC, NUVEEN CREDIT STRATEGIES INCOME FUND, NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, NUVEEN EQUITY PREMIUM OPPORTUNITY FUND plus 9 similar. |
| ANTOSIEWICZ CEDRIC H | NUVEEN ENHANCED MUNICIPAL VALUE FUND, NUVEEN MORTGAGE OPPORTUNITY TERM FUND, NUVEEN BUILD AMERICA BOND FUND, NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC plus 17 similar. |
| ARGYLE CHARLES S | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| ARRIAGA NIZIDA | NUVEEN PREFERRED INCOME OPPORTUNITIES FUND, NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, NUVEEN EQUITY PREMIUM OPPORTUNITY FUND, DOW 30 PREMIUM & DIVIDEND INCOME FUND INC. plus 12 similar. |
| ATKINSON MICHAEL T | NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND 2, NUVEEN EQUITY PREMIUM INCOME FUND, NUVEEN MUNICIPAL VALUE FUND 2 plus 21 similar. |
| BAKER DOUGLAS M. | NUVEEN DIVERSIFIED COMMODITY FUND, NUVEEN PREFERRED & INCOME TERM FUND, NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND |
| BANDTEL KARL E. | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| BANNER ADRIAN | NUVEEN CORE EQUITY ALPHA FUND |
| BARRY JOANN | NUVEEN PREFERRED INCOME OPPORTUNITIES FUND |
| BEDELL KEVIN | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| BENNETT WILLIAM E | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND, NUVEEN FLOATING RATE INCOME FUND |
| BOOTHE JAMES | NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND |
| BOSSE JON D | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND |
| BOUSA EDWARD PETER | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| BRAVERMAN PAUL | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| BREMNER ROBERT P | NASDAQ PREMIUM INCOME & GROWTH FUND INC., NUVEEN PREFERRED & INCOME TERM FUND, NUVEEN CORE EQUITY ALPHA FUND, NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND plus 28 similar. |
| BRENNAN PAUL L | NUVEEN PREMIUM INCOME MUNICIPAL FUND INC, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND, NUVEEN MUNICIPAL VALUE FUND 2, NUVEEN ENHANCED MUNICIPAL VALUE FUND |
| BROWN LAWRENCE H | NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND, NUVEEN MUNICIPAL VALUE FUND 2, NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND plus 12 similar. |
| CAMPBELL WILLIAM | GLOBAL INCOME & CURRENCY FUND INC. |
| CARAHER SCOTT C. | NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND |
| CARNE MICHAEL | NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND |
| CHABRIER LOUIS | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| CLOSE DANIEL | NUVEEN ENHANCED MUNICIPAL VALUE FUND, NUVEEN BUILD AMERICA BOND FUND, NUVEEN BUILD AMERICA BOND OPPORTUNITY FUND, NUVEEN PREMIUM INCOME MUNICIPAL FUND INC, NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC |
| COOK MARGO L. | NUVEEN ENHANCED MUNICIPAL VALUE FUND, NUVEEN MORTGAGE OPPORTUNITY TERM FUND, NUVEEN BUILD AMERICA BOND FUND, NUVEEN PREMIUM INCOME MUNICIPAL FUND INC plus 18 similar. |
| COTTER CHRISTOPHER A. | NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND |
| CROMWELL WENDY M. | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| CUNNANE JAMES J JR | NUVEEN ENERGY MLP TOTAL RETURN FUND |
| DARRIGO PETER H | NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND, NUVEEN EQUITY PREMIUM INCOME FUND, NUVEEN EQUITY PREMIUM OPPORTUNITY FUND, NUVEEN TAX-ADVANTAGED FLOATING RATE FUND plus 12 similar. |
| DESANTO SUSAN M | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND, NUVEEN FLOATING RATE INCOME FUND |
| DRAHN CHRISTOPHER L | NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC |
| DROEGER JESSICA R | NUVEEN FLOATING RATE INCOME FUND, NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND, NUVEEN EQUITY PREMIUM INCOME FUND, NUVEEN EQUITY PREMIUM OPPORTUNITY FUND plus 9 similar. |
| EMONS BEN | NUVEEN DIVERSIFIED CURRENCY OPPORTUNITIES FUND |
| EVANS JACK | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, MLP & STRATEGIC EQUITY FUND INC., NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, NUVEEN DIVERSIFIED CURRENCY OPPORTUNITIES FUND plus 27 similar. |
| EVANS ROBERT L | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| FERJUSON LORNA C | NUVEEN EQUITY PREMIUM OPPORTUNITY FUND, NUVEEN ENHANCED MUNICIPAL VALUE FUND, NUVEEN TAX-ADVANTAGED FLOATING RATE FUND, NUVEEN MORTGAGE OPPORTUNITY TERM FUND plus 27 similar. |
| FERNHOLZ E ROBERT | NUVEEN CORE EQUITY ALPHA FUND |
| FITZGERALD WILLIAM M | NUVEEN TAX-ADVANTAGED FLOATING RATE FUND, NUVEEN EQUITY PREMIUM ADVANTAGE FUND, NUVEEN EQUITY PREMIUM & GROWTH FUND, NUVEEN GLOBAL INCOME OPPORTUNITIES FUND plus 8 similar. |
| FOY STEPHEN D | NUVEEN EQUITY PREMIUM & GROWTH FUND, NUVEEN ENERGY MLP TOTAL RETURN FUND, NUVEEN GLOBAL INCOME OPPORTUNITIES FUND, NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND plus 29 similar. |
| FUTRELL J THOMAS | NUVEEN PREMIUM INCOME MUNICIPAL FUND INC, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND |
| GABRIEL LAURIE A | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| GAMBLA JOHN W | NASDAQ PREMIUM INCOME & GROWTH FUND INC., NUVEEN CORE EQUITY ALPHA FUND, DOW 30 ENHANCED PREMIUM & INCOME FUND INC., NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND, DOW 30 PREMIUM & DIVIDEND INCOME FUND INC. |
| GOTTSCHOW ROB A | DOW 30 PREMIUM & DIVIDEND INCOME FUND INC., NASDAQ PREMIUM INCOME & GROWTH FUND INC., NUVEEN CORE EQUITY ALPHA FUND, DOW 30 ENHANCED PREMIUM & INCOME FUND INC., NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND |
| GRACE SCOTT S | NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND, NUVEEN MORTGAGE OPPORTUNITY TERM FUND, NUVEEN BUILD AMERICA BOND FUND, NUVEEN BUILD AMERICA BOND OPPORTUNITY FUND plus 17 similar. |
| GRASSI JAMES D | NUVEEN CREDIT STRATEGIES INCOME FUND, NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, NUVEEN EQUITY PREMIUM INCOME FUND, NUVEEN EQUITY PREMIUM OPPORTUNITY FUND plus 5 similar. |
| GRIMBERG SCOTT | NUVEEN GLOBAL INCOME OPPORTUNITIES FUND |
| HAMEL PAUL J | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| HAMILTON MICHAEL S. | NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC |
| HELFER RAY E. | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| HEPWORTH DOUGLAS J | NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND |
| HILL LUCIUS T III | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| HLAVIN STEVEN M. | NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC, NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND |
| HOFFMANN JAMES P | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| HUFFMAN WILLIAM T. JR. | NUVEEN REAL ASSET INCOME & GROWTH FUND, NUVEEN PREFERRED & INCOME TERM FUND, NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND, NUVEEN PREMIUM INCOME MUNICIPAL FUND INC plus 6 similar. |
| HUNT JON C. | NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND |
| HUNTER WILLIAM CURT | NUVEEN EQUITY PREMIUM OPPORTUNITY FUND, NUVEEN ENHANCED MUNICIPAL VALUE FUND, NUVEEN TAX-ADVANTAGED FLOATING RATE FUND, NUVEEN MORTGAGE OPPORTUNITY TERM FUND plus 25 similar. |
| HURLEY DAVID E | NUVEEN CORE EQUITY ALPHA FUND |
| HYNES JEAN M. | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| IBEN DAVID B | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, NUVEEN GLOBAL VALUE OPPORTUNITIES FUND |
| IMPELLIZZERI ANNE E | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND, NUVEEN FLOATING RATE INCOME FUND |
| JACOBY L PHILLIP | NUVEEN TAX-ADVANTAGED FLOATING RATE FUND |
| KAPLAN PAUL D | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| KATERNDAHL CARL M. | NUVEEN DIVERSIFIED COMMODITY FUND, NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND |
| KELLY WALTER M | DOW 30 PREMIUM & DIVIDEND INCOME FUND INC., NUVEEN PREFERRED & INCOME TERM FUND, NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND, NASDAQ PREMIUM INCOME & GROWTH FUND INC. plus 19 similar. |
| KILEY QUINN THOMAS | NUVEEN ENERGY MLP TOTAL RETURN FUND |
| KISSICK WILLIAM L | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND, NUVEEN FLOATING RATE INCOME FUND |
| KLAR STEPHEN | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| KRUPA STEVEN | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND |
| KUNDERT DAVID J | NASDAQ PREMIUM INCOME & GROWTH FUND INC., NUVEEN PREFERRED & INCOME TERM FUND, NUVEEN CORE EQUITY ALPHA FUND, NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND plus 24 similar. |
| LABRINOS EMMANUEL | NUVEEN DIVERSIFIED CURRENCY OPPORTUNITIES FUND |
| LAGNADO RONALD R | NUVEEN GLOBAL INCOME OPPORTUNITIES FUND |
| LAMB DAVID J | NUVEEN EQUITY PREMIUM OPPORTUNITY FUND, NUVEEN ENHANCED MUNICIPAL VALUE FUND, NUVEEN TAX-ADVANTAGED FLOATING RATE FUND, NUVEEN MORTGAGE OPPORTUNITY TERM FUND plus 22 similar. |
| LANGENFELD BRENDA A. | NUVEEN PREFERRED & INCOME TERM FUND |
| LAZAR TINA M | NUVEEN GLOBAL VALUE OPPORTUNITIES FUND, NASDAQ PREMIUM INCOME & GROWTH FUND INC., NUVEEN CORE EQUITY ALPHA FUND, NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND plus 24 similar. |
| LEAFSTRAND THOMAS E | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND, NUVEEN FLOATING RATE INCOME FUND |
| LEE STEVE S. | NUVEEN DIVERSIFIED CURRENCY OPPORTUNITIES FUND |
| LIEB MARK | NUVEEN TAX-ADVANTAGED FLOATING RATE FUND |
| LODGE GEORGE C JR | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| LYNCH NAOMI E | GLOBAL INCOME & CURRENCY FUND INC. |
| MAGUIRE CARY M | NUVEEN CORE EQUITY ALPHA FUND |
| MANO ANTHONY R JR | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| MARTIN LARRY W | NUVEEN EQUITY PREMIUM INCOME FUND, NUVEEN MUNICIPAL VALUE FUND 2, NUVEEN EQUITY PREMIUM OPPORTUNITY FUND, NUVEEN ENHANCED MUNICIPAL VALUE FUND plus 21 similar. |
| MASON LENNY | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, NUVEEN FLOATING RATE INCOME FUND, NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND |
| MCCARTHY KEVIN J | DOW 30 ENHANCED PREMIUM & INCOME FUND INC., NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND 2, NUVEEN MUNICIPAL VALUE FUND 2 plus 19 similar. |
| MCCARTHY MICHELLE ANN | NUVEEN DIVERSIFIED CURRENCY OPPORTUNITIES FUND, DOW 30 ENHANCED PREMIUM & INCOME FUND INC., NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND, NUVEEN PREMIUM INCOME MUNICIPAL FUND INC plus 8 similar. |
| MCFARLAND DUNCAN M | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| MIGDAL RANDY | NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND |
| MILLER JOHN V | NUVEEN MORTGAGE OPPORTUNITY TERM FUND, NUVEEN BUILD AMERICA BOND FUND, NUVEEN BUILD AMERICA BOND OPPORTUNITY FUND, NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND plus 4 similar. |
| MINO GREGORY T. | NUVEEN ENHANCED MUNICIPAL VALUE FUND, NUVEEN MORTGAGE OPPORTUNITY TERM FUND, NUVEEN BUILD AMERICA BOND FUND, NUVEEN PREMIUM INCOME MUNICIPAL FUND INC plus 12 similar. |
| MORAVY L. JOE | NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND |
| NEILD EDWARD F IV | NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND, NUVEEN FLOATING RATE INCOME FUND, NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND plus 3 similar. |
| NORDIN DIANE C | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| O CONNELL ANDREA REVY | NUVEEN PREFERRED INCOME OPPORTUNITIES FUND, NUVEEN CREDIT STRATEGIES INCOME FUND |
| OSHAUGHNESSY THOMAS J | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND |
| PALMER TIMOTHY A | NUVEEN DIVERSIFIED CURRENCY OPPORTUNITIES FUND |
| PANNELL SAUL J | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| PAPPAS THOMAS L | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| PERELMUTER PHILLIP H | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| PRUDHOMME KATHLEEN L | NUVEEN PREFERRED & INCOME TERM FUND, NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND, NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC, NUVEEN PREFERRED INCOME OPPORTUNITIES FUND plus 5 similar. |
| RHEE JENNY Y | NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND |
| ROGERS J PATRICK | NUVEEN EQUITY PREMIUM ADVANTAGE FUND, NUVEEN EQUITY PREMIUM & GROWTH FUND, NUVEEN EQUITY PREMIUM INCOME FUND, NUVEEN EQUITY PREMIUM OPPORTUNITY FUND |
| ROHRBACHER CHRISTOPHER M. | NUVEEN MUNICIPAL VALUE FUND 2, NUVEEN ENHANCED MUNICIPAL VALUE FUND, NUVEEN MORTGAGE OPPORTUNITY TERM FUND, NUVEEN PREMIUM INCOME MUNICIPAL FUND INC plus 13 similar. |
| ROMANS SCOTT R | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND, NUVEEN MUNICIPAL VALUE FUND 2, NUVEEN ENHANCED MUNICIPAL VALUE FUND |
| ROSENBAUM DAVID E | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| ROSENBERG JAY L. | NUVEEN REAL ASSET INCOME & GROWTH FUND |
| RUANE JAMES | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, NUVEEN EQUITY PREMIUM OPPORTUNITY FUND, DOW 30 PREMIUM & DIVIDEND INCOME FUND INC., GLOBAL INCOME & CURRENCY FUND INC. plus 13 similar. |
| RUNNELS JOSEPH | NUVEEN CORE EQUITY ALPHA FUND |
| RYAN JOHN R | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| SATRA ISABEL | NUVEEN PREFERRED INCOME OPPORTUNITIES FUND |
| SAWERS PETER R | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND, NUVEEN FLOATING RATE INCOME FUND |
| SCHMITZ JEFFREY T | NUVEEN REAL ASSET INCOME & GROWTH FUND |
| SCHNEIDER WILLIAM J | NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND 2, NUVEEN EQUITY PREMIUM INCOME FUND, NUVEEN MUNICIPAL VALUE FUND 2 plus 30 similar. |
| SCHWERTFEGER TIMOTHY R | NUVEEN EQUITY PREMIUM INCOME FUND, NUVEEN EQUITY PREMIUM OPPORTUNITY FUND, NUVEEN TAX-ADVANTAGED FLOATING RATE FUND, NUVEEN EQUITY PREMIUM ADVANTAGE FUND plus 12 similar. |
| SHORT HARRY W | NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND |
| SIMOZAR SAIED | NUVEEN GLOBAL INCOME OPPORTUNITIES FUND, NUVEEN DIVERSIFIED CURRENCY OPPORTUNITIES FUND |
| SPALDIGG THOMAS C JR | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND |
| SPALDING THOMAS C JR | NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC, NUVEEN MUNICIPAL MARKET OPPORTUNITY FUND INC, NUVEEN MUNICIPAL VALUE FUND 2, NUVEEN ENHANCED MUNICIPAL VALUE FUND |
| SPENCER JONATHAN S | NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND |
| STATZ KENNETH | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| STEEVES CATHRYN | NUVEEN MUNICIPAL VALUE FUND 2, NUVEEN ENHANCED MUNICIPAL VALUE FUND |
| STEIN GUNTHER | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, NUVEEN FLOATING RATE INCOME FUND, NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND, NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND |
| STEINBORN EDWARD J | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| STENWALL ANDREW J | NUVEEN GLOBAL INCOME OPPORTUNITIES FUND, NUVEEN DIVERSIFIED CURRENCY OPPORTUNITIES FUND |
| STEPHENSON JAMES T. | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| STOCKDALE JUDITH M | NUVEEN FLOATING RATE INCOME FUND, NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND, NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND 2 plus 28 similar. |
| STONE CAROLE E | NUVEEN ENHANCED MUNICIPAL VALUE FUND, NUVEEN MORTGAGE OPPORTUNITY TERM FUND, NUVEEN BUILD AMERICA BOND FUND, NUVEEN DIVERSIFIED COMMODITY FUND plus 18 similar. |
| STRINGER VIRGINIA | NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC, NUVEEN PREFERRED INCOME OPPORTUNITIES FUND, NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, NUVEEN DIVERSIFIED CURRENCY OPPORTUNITIES FUND plus 5 similar. |
| SUNSHINE EUGENE S | NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND, NUVEEN MUNICIPAL MARKET OPPORTUNITY FUND INC, NUVEEN CREDIT STRATEGIES INCOME FUND, NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND plus 8 similar. |
| SUSSMAN BERNARD | NUVEEN PREFERRED INCOME OPPORTUNITIES FUND, NUVEEN CREDIT STRATEGIES INCOME FUND, NUVEEN TAX-ADVANTAGED FLOATING RATE FUND |
| SWORDS BRENDAN J | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| TOFT KENNETH H | NUVEEN EQUITY PREMIUM OPPORTUNITY FUND, NUVEEN EQUITY PREMIUM ADVANTAGE FUND |
| TOTH TERENCE J | DOW 30 PREMIUM & DIVIDEND INCOME FUND INC., NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND, NASDAQ PREMIUM INCOME & GROWTH FUND INC., NUVEEN CORE EQUITY ALPHA FUND plus 18 similar. |
| TRAQUINA PERRY M | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| TROJAN VERA M | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| VALONE JAMES W | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| VIELHABER STEVEN L | NUVEEN GLOBAL INCOME OPPORTUNITIES FUND |
| VILLARI CLARE | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND |
| WAGER SUSAN | NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND |
| WELLINGTON SHELIA W | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND, NUVEEN FLOATING RATE INCOME FUND |
| WENKER JOHN G | NUVEEN REAL ASSET INCOME & GROWTH FUND |
| WHITE DOUGLAS J | NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC |
| WILHELM JOHNATHAN N | NUVEEN ENHANCED MUNICIPAL VALUE FUND, NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND 2, NUVEEN MUNICIPAL VALUE FUND 2 |
| WINGET DEMARK L | NUVEEN MORTGAGE OPPORTUNITY TERM FUND, NUVEEN MORTGAGE OPPORTUNITY TERM FUND 2, NUVEEN PREMIUM INCOME MUNICIPAL FUND INC, NUVEEN BUILD AMERICA BOND FUND plus 13 similar. |